JPMorgan Securities - Lead Supervisory Manager - New York, NY
Location: New York New York
Description: JPMorgan Chase is looking of JPMorgan Securities - Lead Supervisory Manager - New York, NY right now, this vacancy will be placed in New York. More complete informations about this vacancy opportunity kindly read the description below. -
120042253
Job Description
At JPMorgan Securities "JPMS" we have been helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an exclusive group of Investment Professionals throughout the United States, JPMorgan Securities offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment Professionals-among the most experienced and creative in the industry-excel at leveraging the vast resources of one of the world's leading global financial institutions on behalf of our clients.
The Lead Supervisory Manager for JPMS is responsible for management of the Regional Supervisory Managers (SMs) for JPMS. This role will partner and works closely with the Business, Risk Control, Compliance and Legal to provide full Supervisory oversight of the business. Responsibilities will include, but are not limited to:
Manage administrative aspects of SMs
Training and skill development of SMs
Hiring and Talent Review of SM roles
Provide guidance to SMs on consistent application of supervisory responsibilities , internal policies and procedures
Partnership with Compliance, Operations, Technology and the Business to identify key procedural and process changes that are required. Prioritize needed changes.
Partnership with Regional Directors on investment related issues in the markets they cover
Escalation point for key decisions related to procedures, policies and employee corrective action
Leadership role for internal and external audits
Monthly review of SMs responsibilities to verify they are completed as required and in keeping with established procedures
Evaluate investment related complaints and errors in the markets
Evaluate SM workloads and market coverage with growth of business
Qualifications
Requires 7-15 years experience/skills as a senior Supervisory Manager with a Brokerage or Wealth Management firm; includes managing, or oversight, the activities of other Supervisory professionals.
Series 7, Series 63/65, Series 8 (9&10) and Series 24.
If hired, position requires successful completion Series 4 within three months of start date.
Experienced manager with proven ability to effectively manage team members
BA/BS required
Proven ability to get organized and able to multi-task effectively with strong decision-making skills
Team-oriented and able to interact effectively with various functions including investment professionals, marketing, risk, legal, compliance, technology and operations team members
Job
Investment Management/Private Banking
Primary Location
US-NY-New York-270 Park Avenue / 02317
Organization
Asset & Wealth Management
Schedule
Full-time
Job Type
Standard
Shift
Day Job
Employee Status
Regular
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If you were eligible to this vacancy, please email us your resume, with salary requirements and a resume to JPMorgan Chase.
If you interested on this vacancy just click on the Apply button, you will be redirected to the official website
This vacancy starts available on: Wed, 11 Jul 2012 21:57:17 GMT
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